Securities Finance - Eligibility

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Securities-Collateralized Credit Line Eligibility Matrix

Table is for general guidance only. Actual release rate will depend on full examination of portfolio.
All applicants must be prepared to provide a valid brokerage statement and ID.

Minimum price per share or unit for other securities	USD$5 in some cases provided that there are multiple stocks/securities in the portfolio, but for best rates and terms $10/share. Single stock positions OK over $10/share/ Multi-stock portfolios with qualified securities receive best rates and terms.
Minimum average daily volume	50,000 average based on prior four week volume.
Minimum portfolio value	US$50,000. No practical maximum.
Foreign securities	Accepted. Europe (EC) and selected other non-European markets for quality securities that meet our standard minimum price/volume requirements in US$ equivalent. Minimum portfolio size at inception: $250,000. Best rates for larger portfolios.
Restricted stock	Restricted stock with underlying stock that otherwise meets our minimum price/volume requirements.

- Accepted Securities

- Loan-to-Value

• U.S. Treasury Notes/Bills

Up to 99% LTV

• CD -maturity less than one year

Up to 86% LTV

• CD - maturity 1-2 years

Up to 72% LTV

• CD - maturity over 2 years

Up to 70% LTV

• Mutual Funds

From 65%-92%

• Non-marginable stocks over $15

From 65%-90%

• Treasury Strips

Up to 94% LTV

• Fannie Mae, Ginnie Mae CMOs*

Up to 90% LTV

• Marginable Stocks,

From 65%-94% LTV

• U.S. Government Agency Bonds

Up to 92% LTV

• U.S. Municipal Bonds

Up to 92% LTV

• Corporate/Non-convertible Bonds

Up to 72% LTV

• Foreign Sovereign Debt

From 70%-95% LTV

• Exchange-Traded Funds (ETFs)

Up to 75% LTV

• Unit Investment Trusts (UITs)

Up to 65% LTV

• Control or Restricted Stocks

Up to 60% LTV

• Corporate Bonds (investment grade)

Up to $75% LTV

• Investment grade Corp Bonds $50 and above

Up to 92% LTV

• Investment grade Corp Bonds up to $50/share

Up to 90% LTV

• Hybrids: Securities Combined w/Real Estate

Up to 90% LTV

• Hybrids: Securities Combined w/Other Assets

Up to 90% LTV

Notes	Borrower can be U. S. or non-U.S. resident
	These are low-documentation credit lines where the focus is on the securities collateral. Clients willing to disclose - but not pledge - assets beyond their collateral securities may be eligible for interest rate discounts in many cases. Please see interest interest rates for standard rates.
	Ability to lend in third-party name (e.g., real estate partnership)
	Ability to open account, lend to corporate entities or trusts
	Funding within three business days of collateral in account
	Underwriting within hours, not days
	Latest rates available here.
	ABN's nominal fees may be paid from loan proceeds.

Questions? Email Us.