We offer custom securities-based financing facilities to individuals and businesses seeking an alternative to the sale of their securities. The programs we offer ensure that our clients' stocks, bonds, mutual funds, or other collateral securities remain in their own account and title throughout their loan term.

Major U.S. brokerage management. Our programs are managed exclusively through major SIPC-member U.S. banking/brokerage institutions. Funding, whether for a more conventional stock loan or a more complex custom securities-backed loan structure - is direct and quick. Once your loan documents have been signed, administration is through licensed institutional advisors. The programs offers very low rates, both fixed and monthly LIBOR-based.

If you are a financial advisor, our institutional lending program can be a perfect complement to your existing services. We are ready to extend our relationships as well as our enhanced custom lending facility to your clients through "white labeling" - unbranded presentations with your contact information - and other support materials. Now your company can make available these powerful, flexible lending facilities direct to your clients without the time, expense or allocation of assets/resources of developing your own facility.

Features include prepayment anytime (without penalty for floating rate loans); dividends paid direct to client or credited against interest; freedom to trade within the account even as it acts as collateral - collateral asset swap mid-loan (with lender approval); wide share eligibility, very low rates (currently at 1.61%); unbeatable loan-to-value (to 70%-95% depending on collateral), and very fast funding (48 hours standard from signed loan documents, 5-7 days from initial inquiry). A hedged portfolio, limited recourse structure for marginable and optionable securities is also available.

Whether you are an investor holding securities or an advisor seeking to add a great set of new resources to your offerings under your own brand/name, contact us and get started today.

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Copyright © 2010. All rights reserved. Not an offer to buy or sell securities; no tax or investment advice is provided by this firm. Please contact a licensed professional for guidance on these and related matters as needed.