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Hedged Portfolio Variants
Loan-to-Value Maximum
Interest Rates
High Net-Worth Clients
U.S. vs International Markets
Institutional vs Individual
Stock Loan vs Securities Loan
Solutions and Applications
Rates and Loan-to-Value
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  Securities-Backed Loan Eligibility Criteria  
  Feature-Rich, Broadly Defined, Client-Informed Lending
 


Our programs offer liberal eligibility standards unparalleled for lending facilities of this type. That means that your clients will be more likely to obtain the financing that he/she requires. Your client's portfolio will be reviewed carefully, whether consisting of single or mixed securities; a term sheet and quote for one of several institutional stock loan or securities finance structures will follow. Later, in concert with their institutional account advisor, they'll fine tune the loan quote until it has achieved the terms and characteristics they require.

Clients will need to own securities with a current market value of no less than $120,000 at inception, which should be reflected in the account statement that they will provide at the outset. Securities with no current, active market and no trading history will not be eligible for this loan facility.

The loan-to-value (LTV) the program offers is typically superior to any that can be obtained directly or as a walk-in at major U.S. brokerage or banking institutions, since they benefit from the added asset value that the equity fund makes possible.

Security Type
Up to
U.S. Treasury notes/bills
95% LTV
Treasury strips
92% LTV
Fannie Mae, Ginnie Mae CMO's
90% LTV
U.S. stocks and selected non-U.S. stocks
85% LTV
U.S. government agency bonds
80% LTV
U.S. municipal bonds
80% LTV
Corporate/Non-convertible bonds
70% LTV
Foreign sovereign debt
70% LTV
Convertible bonds
50% LTV
Exchange-Traded Funds (ETFs)
50% LTV
Unit Investment Trusts (UITs)
50% LTV
Variable Rate Demand Obligations (VRDOs)
50% LTV

Please contact us for any questions.

 

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