No member of Securities Finance LLC, including its officers and/or staff, are employed by or registered agents of any of the institutional lenders referred to on this website. Any corporate references, either direct or indirect on this website are the registered, sole property of their respective companies alone. Securities Finance LLC is a finance (lending) facilitator and loan brokerage firm. As a loan facilitator only, Securities Finance LLC is not itself a broker-dealer or member of the Securities Investor Protection Corporation (SIPC) or Financial Industry Regulatory Authority (FINRA) as it does not engage in any form of financial advising, insurance products advising or selling, or any form of buying or selling of securities in any manner. Any actions of this kind are carried out solely by fully regulated and licensed institutional parties alone at borrower's discretion.

Securities Finance LLC is not a party to any securities loan, stock loan, or other securities-based lending contract provided through this company, its website, or via its staff or agents at any time. By continuing to use this website or to contact us, you are stating that you understand that any decision to enter into a securities-based loan contract is entirely between the fully regulated, SIPC-member, licensed lending institution that will underwrite and process your loan and you as client (borrower) alone.

All clients or prospective borrowers are encouraged to consult with a licensed legal and/or tax professional for guidance on any and all stock loan or securities-based finance tax-related or planning issues should they arise, and to conduct full and complete independent due diligence as necessary prior to the signing of any loan contract.

All loan proceeds must be properly reported regardless of borrower status in compliance with applicable federal (IRS, SEC) and applicable local regulation. We strongly urge all applicants to use the guidance of a professional tax attorney for any matter related to the proper reporting of securities-based loans. Nothing on this website may be construed as an offer or solicitation to participate in an investment or fund of any kind. No tax, securities buy-sell, or general financial advice is provided or authorized to be provided by Securities Finance LLC agents without written authorization of Securities Finance LLC.

Note please: Individuals referring clients to Securities Finance LLC are required to abide in full and without reservation with all terms of conditions, state and federal law and/or regulation, regarding any aspect of their involvement with this loan facility. Individuals prohibited from receiving referral fees as a condition of their licensure are required to fully disclose such restrictions at the outset and many not attempt to conceal any such restrictions for the sake of receiving fees.

By proceeding to use this website, you are stating that you have read, accept, and agree with the statements above. If you cannot agree, please exist the site here.