We offer stock-secured loan and custom securities-based financing facilities to individuals and businesses seeking an alternative to the sale of their securities. The programs we offer ensure that our clients' stocks, bonds, mutual funds, or other collateral securities remain in their own account and title throughout their loan term. These programs are particularly well-suited to the needs of high-net-worth investors with portfolios valued at the upper end of the spectrum.

Major U.S. brokerage management. Our programs are managed exclusively through major SIPC-member U.S. banking/brokerage institutions with offices worldwide. Funding, whether for a conventional stock loan or a more complex custom securities-backed loan structure - is direct and quick. Account guidance is through fully licensed advisors only. The programs offer very low rate and closing costs/fees, both fixed and floating, across a wide variety of loan structures, from simple to complex.

If you are a financial advisor, we have features that will be attractive to you. These are minimum-red-tape, flexible, secure programs made possible through strong private equity depository participation at the top-tier, fully licensed/regulated U.S. brokerage institutions who manage these facilities. In effect, we are extending these relationships to your clients through "white labeling" the loan program. The process is seamless and designed to protect your existing client relationships to the maximum extent possible.

Authoritative and direct, your company can now make available these institutional facilities under your name to your clients immediately, without the time, expense or allocation of assets/resources that you would need to product yourself - assuming that the facility was even available. .

Unmatched for any comparable loan facility, our basic loan features include prepayment anytime( without penalty for floating rate loans); dividends paid direct to client or credited against interest, collateral asset swap mid-loan (with lender approval), wide foreign share eligibility, very low fixed or floating interest rate; low fees deducted from loan proceeds for zero application fees or up-front costs; unbeatable loan-to-value (to 95% depending on collateral), very fast funding (48 hours standard from signed loan documents), and a very broad securities eligibility with dedicated, licensed institutional service for any loan or account-related matter. Hedged portfolio, limited recourse structures and a line of credit feature are also available for marginable and optionable securities.

Whether you are an investor holding securities or an advisor seeking to add resources to your offerings under your own brand/name, contact us and get started today..

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